Security Types and Transactions

Security Type

Available Transactions

Stocks

Buy, Sell, Distribution Reinvestment, Distribution, Split, Sell Short, Cover Short, Deliver-in, Deliver-out, Adjust lot, Merge-in, Merge-out, Start Value, Return of Principal, Credit of Security, Debit of Security, Reversal/Delete

Mutual Funds

Buy, Sell, Distribution Reinvestment, Distribution, Long-term Capital Gain Reinvestment, Long-term Capital Gain, Short-term Capital Gain Reinvestment, Short-term Capital Gain, Split, Sell Short, Cover Short, Deliver-in, Deliver-out, Adjust lot, Merge-in, Merge-out, Start Value, Reversal/Delete, Exchange-in, Exchange-out, Credit of Security, Debit of Security

Exchange-traded Funds

Buy, Sell, Distribution Reinvestment, Distribution,  Long-term Capital Gain Reinvestment, Long-term Capital Gain, Short-term Capital Gain Reinvestment, Short-term Capital Gain, Split, Sell Short, Cover Short, Deliver-in, Deliver-out, Adjust lot, Start value, Merge-in, Merge-out, Start Value,  Credit of Security, Debit of Security, Reversal/Delete

Closed-end Funds

Buy, Sell, Distribution Reinvestment, Distribution,  Long-term Capital Gain Reinvestment, Long-term Capital Gain, Short-term Capital Gain Reinvestment, Short-term Capital Gain, Split, Sell Short, Cover Short, Deliver-in, Deliver-out, Adjust Lot, Start Value, Credit of Security, Debit of Security, Reversal/Delete, Merge-in, Merge-out

Separate Accounts

Buy, Sell, Distribution Reinvestment, Distribution,  Long-term Capital Gain Reinvestment, Long-term Capital Gain, Short-term Capital Gain Reinvestment, Short-term Capital Gain, Split, Adjust lot, Start Value, Credit of Security, Debit of Security, Reversal/Delete, Merge-in, Merge-out

Variable Annuity/Life Subaccounts

Buy, Sell, Transfer-in, Transfer-out, Adjust Lot, Surrender, Withdrawal, Merge-in, Merge-out, Credit of Security, Debit of Security, Reversal/Delete

Bonds

Buy, Sell, Sell Short, Cover Short, Deliver-in, Deliver-out, Income, Return of Principal, Adjusted lot, Accrued Interest, Redeem, Credit of Security, Debit of Security, Reversal/Delete

CD

Buy, Sell, Deliver-in, Deliver-out, Adjust Lot, Reversal/Delete, Income, Return of Principal, Accrued Interest, Redeem, Credit of Security, Debit of Security, Income Reinvestment

Options (Put, Call)

Buy, Sell, Deliver-in, Deliver-out, Adjust Lot, Expire, Credit of Security, Debit of Security,  Reversal/Delete

Warrants and Rights

Buy, Sell, Adjust lot, Deliver-in, Deliver-out, Expire, Credit of Security, Debit of Security, Reversal/Delete

Tangible Assets

Buy, Sell, Adjust Lot, Deliver-in, Deliver-out, Credit of Security, Debit of Security, Reversal/Delete

CMO

Buy, Sell, Deliver-in, Deliver-out, Income, Return of Principal, Adjust Lot, Accrued Interest, Redeem, Credit of Security, Debit of Security, Reversal/Delete

Mortgage-backed

Buy, Sell, Deliver-in, Deliver-out, Income, Return of Principal, Adjust Lot, Accrued Interest, Redeem, Credit of Security, Debit of Security, Reversal/Delete

Cash & Cash Equivalents

Interest, Margin Interest, Deposit, Withdrawal, Adjust Lot, Reversal/Delete, Management Fee, Tax Withhold, Credit of Security, Debit of Security, Expense